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55 J. Crim. L. Criminology & Police Sci. 70 (1964)
A Study of Adult Probation Violation Rates by Means of the Cohort Approach

handle is hein.journals/jclc55 and id is 80 raw text is: A STUDYOF ADULT PROBATION VIOLATION RATES BY MEANS OF THE
COHORT APPROACH
GEORGE F. DAVIS*

In recent years there has been considerable at-
tention devoted to studying the differential rates
of recidivism for those individuals released on
parole from state correctional institutions. While
it has been generally recognized that recidivism,
as one measure of the effectiveness of a rehabilita-
tion program, could be applied to probation as well
as parole, its application to this field has been very
limited. One reason for this is the decentralized
nature of probation services. In most states, one
agency handles all defendants released on parole
from state penal institutions, while probation is
usually administered by the individual counties.
Many of these counties simply do not have the
necessary funds or staff to set up the statistical
controls that are needed to study the factors that
contribute to success or failure on probation. While
it is true that some of the larger counties in each
state do have statistical controls that would permit
a study of violation rates, the data axe seldom used
for these purposes. Also, because of the decentrali-
zation just mentioned, there has been little impetus
for developing uniform criteria of what is a success-
ful or unsuccessful case. The criteria used in parole
recidivism studies are not uniformly applicable to
the field of probation in that recidivism must be
viewed in light of the program under study. The
level of conduct expected of a misdemeanant, or a
probationer with no extensive criminal record, may
be quite different from the level of conduct ex-
pected of a felon released on parole from a state
correctional institution.
The problem then is what methods can be em-
ployed to bring probation data together from many
different jurisdictions so that uniform criteria can
be adopted for measuring recidivism. It would
seem that the task of gathering uniform data,
making consistent interpretations, and establishing
criteria for a study of recidivism should fall to a
* The author is Associate Social Research Technician
in the Division of Research of the California Youth
Authority. He previously served for seven years as
Associate Research Technician   in the California
Bureau of Criminal Statistics, where he was in charge
of the section which collects, analyzes, and publishes
data on felony prosecutions and adult probation in
California.

central agency, preferably statewide, that would be
in a position to analyze the data within the frame-
work of the laws of the state and publish meaning-
ful statistics that would be beneficial to the field
as a whole. Unfortunately, not more than a handful
of states is collecting probation statistics in any
comprehensive form, and only a few of these have
attempted recidivism studies.'
PROBLEMS IN MEASURING RECIDIVISM
The first prerequisite to launching a study of
probation violation rates is a comprehensive set of
statistics that will cover the following points: (1)
characteristics of the defendant, (2) reason for
referral, (3) disposition of the referral, and (4) pro-
bation follow-up. This body of knowledge would
present an excellent picture of how probation is
locally administered as well as tell what proportion
of cases could be expected to survive probation
without committing additional offenses. In addi-
tion, the critical areas in rehabilitation could be
identified and examined more closely, i.e., the
period in which most violations occur, the offenses
that have the highest failure rates, the ages that
produce the most violations, the chances of success
on probation for those belonging to minority
groups, the effect of certain conditions of probation,
etc. Much of this information could be put to im-
mediate use by probation administrators in plan-
ing their programs, explaining these programs to
the general public, and increasing the effectiveness
of probation services. A long-range value would be
in these data providing the basic material for
studies that would delve into areas not immediately
accessible to standardized reporting.
Generally, recidivism studies suffer from one or
more of the following deficiencies: (1) they contain
too few cases for reliable analysis, (2) they do not
use a proper base for calculating the rate of viola-
tion, (3) accurate follow-up data on defendants
released on probation are often implied, but rarely
evidenced, and (4) court procedures and policies
' A pioneering effort in the cohort approach to re-
cidivism can be found in the research reports of the
Wisconsin Department of Public Welfare, Bureau of
Research and Statistics.

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